MATHEWSON CHARLES N 4
4 · GRILL CONCEPTS INC · Filed Mar 18, 2009
Insider Transaction Report
Form 4
MATHEWSON CHARLES N
10% Owner
Transactions
- Purchase
Common Stock
2009-03-16$0.25/sh+195,000$48,750→ 1,221,127 total
Holdings
- 5,000
Series C Convertible Preferred Stock
Exercise: $4.00From: 2008-09-02Exp: 2015-08-31→ Common Stock (1,250,000 underlying) - 600,000
Warrant to Purchase Common Stock
Exercise: $4.00From: 2008-09-02Exp: 2015-09-02→ Common Stock (600,000 underlying) - 40,670
Warrant to Purchase Common Stock
Exercise: $7.00From: 2007-07-17Exp: 2012-07-17→ Common Stock (40,670 underlying)
Footnotes (3)
- [F1]All holdings noted represent holdings by the reporting person in his capacity as sole trustee of The Charles N. Mathewson Trust dtd 7/22/92.
- [F2]Exercise price of the warrant was automatically reset, effective September 2, 2008, from its original exercise price of $8.05 pursuant to antidilution provisions in the warrant.
- [F3]Each share of Series C Convertible Preferred Stock is convertible into 250 shares of Common Stock based on a face value of $1,000 per share and a conversion price of $4.00 per share.