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4//SEC Filing

CAPITAL ONE FINANCIAL CORP 4

Accession 0000927628-05-000068

$COFCIK 0000927628operating
View on SEC.govCompany Profile

Filed

Jul 25, 8:00 PM ET

Accepted

Jul 26, 2:52 PM ET

Size

17.4 KB

Accession

0000927628-05-000068

Insider Transaction Report

Form 4
Period: 2005-07-22
CAPITAL ONE FINANCIAL CORPCOF
WEST CATHERINE
Director
Transactions
  • Exercise/Conversion

    Common Stock

    2005-07-22$48.54/sh+7,752$376,282→ 113,713 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2005-07-22−19,166→ 28,403 total
    Exercise: $48.54Exp: 2011-10-17→ Common Stock (19,166 underlying)
  • Exercise/Conversion

    Common Stock

    2005-07-22$34.13/sh+17,248$588,674→ 130,961 total
  • Exercise/Conversion

    Common Stock

    2005-07-22$48.54/sh+19,166$930,318→ 105,961 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2005-07-22−7,752→ 57,248 total
    Exercise: $48.54Exp: 2006-10-17→ Common Stock (7,752 underlying)
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2005-07-22−17,248→ 21,152 total
    Exercise: $34.13Exp: 2012-12-06→ Common Stock (17,248 underlying)
  • Sale

    Common Stock

    2005-07-22$85.00/sh−44,166$3,754,110→ 86,795 total
Footnotes (4)
  • [F1]This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
  • [F2]This option becomes exercisable in 33 1/3% increments beginning on October 18, 2002 and annually from that date thereafter.
  • [F3]This option became exercisable if, among other possible criteria, the Company achieved a cumulative earnings per share of more than $5.03 in four consecutive fiscal quarters prior to December 31, 2004. This criterion was fulfilled on March 31, 2004 and these stock options vested in their entirety on April 22, 2004.
  • [F4]This option became exercisable in 33 1/3% increments beginning on December 6, 2003 and annually from that date thereafter.

Documents

1 file

Issuer

CAPITAL ONE FINANCIAL CORP

CIK 0000927628

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000927628

Filing Metadata

Form type
4
Filed
Jul 25, 8:00 PM ET
Accepted
Jul 26, 2:52 PM ET
Size
17.4 KB
View on SEC.gov