CAPITAL ONE FINANCIAL CORP 4
4 · CAPITAL ONE FINANCIAL CORP · Filed Feb 6, 2017
Insider Transaction Report
Form 4
CRAWFORD STEPHEN S
CFO Designate
Transactions
- Award
Restricted Stock Units
2017-02-02+14,304→ 14,304 totalExercise: $0.00From: 2018-02-15Exp: 2018-02-15→ Common Stock (14,304 underlying) - Award
Common Stock
2017-02-02+23,124→ 179,251 total - Award
2017 Restricted Stock Units
2017-02-02+13,390→ 13,390 totalExercise: $0.00→ Common Stock (13,390 underlying) - Award
Stock Options
2017-02-02+41,317→ 41,317 totalExercise: $86.34Exp: 2027-02-02→ Common Stock (41,317 underlying)
Footnotes (6)
- [F1]This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2018 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.
- [F2]Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date.
- [F3]This award is reported net of 497 units automatically withheld by the Company to satisfy the reporting person's tax obligation.
- [F4]These restricted stock units will vest in 1/3 increments beginning on February 15, 2018 and annually thereafter.
- [F5]Each restricted stock unit will vest on January 1, 2018 and will be settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.
- [F6]This option becomes exercisable in 1/3 increments beginning on February 15, 2018 and annually thereafter.