CAPITAL ONE FINANCIAL CORP 4
4 · CAPITAL ONE FINANCIAL CORP · Filed Mar 10, 2017
Insider Transaction Report
Form 4
CRAWFORD STEPHEN S
CFO Designate
Transactions
- Tax Payment
Common Stock
2017-03-08$92.40/sh−11,686$1,079,786→ 177,684 total - Award
Common Stock
2017-03-08+22,660→ 189,370 total
Footnotes (2)
- [F1]These shares were earned pursuant to an award of performance shares granted on January 30, 2014 based on the Company's Adjusted ROA against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.
- [F2]These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.