WARNER BRADFORD H 4
4 · CAPITAL ONE FINANCIAL CORP · Filed Jul 3, 2018
Insider Transaction Report
Form 4
WARNER BRADFORD H
Director
Transactions
- Exercise/Conversion
Common Stock
2018-07-02$16.93/sh+4,229$71,597→ 56,221 total - Sale
Common Stock
2018-07-02$92.55/sh−4,229$391,394→ 51,992 total - Exercise/Conversion
Stock Options
2018-07-02−4,229→ 0 totalExercise: $16.93From: 2010-04-23Exp: 2019-04-22→ Common Stock (4,229 underlying)
Holdings
- 140(indirect: By Spouse)
Common Stock
Footnotes (2)
- [F1]This transaction was executed pursuant to a trading plan entered into by the reporting person on November 2, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.01 to $93.00. Information regarding the number of shares sold at each price will be provided upon request.