4//SEC Filing
Newkirk Christopher T 4
Accession 0000927628-20-000093
CIK 0000927628other
Filed
Feb 18, 7:00 PM ET
Accepted
Feb 19, 7:28 PM ET
Size
18.6 KB
Accession
0000927628-20-000093
Insider Transaction Report
Form 4
Newkirk Christopher T
Pres., Intl. and Sm. Bus. Card
Transactions
- Disposition to Issuer
Common Stock
2020-02-15$102.03/sh−1,378$140,597→ 38,110 total - Tax Payment
Common Stock
2020-02-15$102.64/sh−1,813$186,086→ 33,837 total - Disposition to Issuer
Common Stock
2020-02-15$102.03/sh−1,254$127,946→ 39,488 total - Tax Payment
Common Stock
2020-02-15$102.64/sh−1,153$118,344→ 35,650 total - Exercise/Conversion
Common Stock
2020-02-15+1,254→ 39,364 total - Exercise/Conversion
2017 Restricted Stock Units
2020-02-15−1,254→ 0 totalExercise: $0.00→ Common Stock (1,254 underlying) - Exercise/Conversion
2018 Restricted Stock Units
2020-02-15−1,378→ 1,379 totalExercise: $0.00→ Common Stock (1,378 underlying) - Exercise/Conversion
Common Stock
2020-02-15+1,378→ 40,742 total - Tax Payment
Common Stock
2020-02-15$102.64/sh−1,307$134,150→ 36,803 total
Footnotes (6)
- [F1]On February 15, 2020, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.
- [F2]Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 2, 2017. This is authorized in the applicable restricted stock award agreement.
- [F3]Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2018. This is authorized in the applicable restricted stock award agreement.
- [F4]Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2019. This is authorized in the applicable restricted stock award agreement.
- [F5]These restricted stock units vest in 1/3 increments beginning on February 15, 2018 and annually thereafter.
- [F6]These restricted stock units vest in 1/3 increments beginning on February 15, 2019 and annually thereafter.
Documents
Issuer
CAPITAL ONE FINANCIAL CORP
CIK 0000927628
Entity typeother
Related Parties
1- filerCIK 0001691711
Filing Metadata
- Form type
- 4
- Filed
- Feb 18, 7:00 PM ET
- Accepted
- Feb 19, 7:28 PM ET
- Size
- 18.6 KB