Newkirk Christopher T 4
4 · CAPITAL ONE FINANCIAL CORP · Filed Mar 9, 2020
Insider Transaction Report
Form 4
Newkirk Christopher T
Pres., Intl. and Sm. Bus. Card
Transactions
- Award
Common Stock
2020-03-05+4,293→ 38,130 total - Tax Payment
Common Stock
2020-03-05$85.08/sh−2,074$176,456→ 36,056 total
Footnotes (2)
- [F1]These shares were earned pursuant to an award of performance shares granted on February 2, 2017 based on the Company's Adjusted ROA against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.
- [F2]These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.