Wassmer Michael J 4
4 · CAPITAL ONE FINANCIAL CORP · Filed Oct 7, 2020
Insider Transaction Report
Form 4
Wassmer Michael J
President, U.S. Card
Transactions
- Exercise/Conversion
Common Stock
2020-10-05$48.28/sh+13,784$665,492→ 110,681 total - Sale
Common Stock
2020-10-05$78.00/sh−13,784$1,075,152→ 96,897 total - Exercise/Conversion
Stock Options
2020-10-05$48.28/sh−13,784$665,492→ 0 totalExercise: $48.28Exp: 2021-01-25→ Common Stock (13,784 underlying)
Holdings
- 15(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]This transaction was executed pursuant to a trading plan entered into by the reporting person on August 13, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- [F2]Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
- [F3]This option became exercisable in 1/3 increments beginning on January 26, 2012 and annually thereafter.