FINNERAN JOHN G JR 4
4 · CAPITAL ONE FINANCIAL CORP · Filed Nov 3, 2020
Insider Transaction Report
Form 4
FINNERAN JOHN G JR
Gen. Counsel & Corp. Secretary
Transactions
- Gift
Stock Options
2020-10-30−29,783→ 0 totalExercise: $70.96Exp: 2024-01-29→ Common Stock (29,783 underlying) - Gift
Stock Options
2020-10-30−30,246→ 0 totalExercise: $63.73Exp: 2026-02-03→ Common Stock (30,246 underlying) - Gift
Stock Options
2020-10-30−31,660→ 0 totalExercise: $74.96Exp: 2025-01-28→ Common Stock (31,660 underlying) - Gift
Stock Options
2020-10-30−34,611→ 0 totalExercise: $56.32Exp: 2023-01-30→ Common Stock (34,611 underlying) - Gift
Stock Options
2020-10-30−23,738→ 0 totalExercise: $86.34Exp: 2027-02-02→ Common Stock (23,738 underlying)
Footnotes (6)
- [F1]On October 30, 2020, the reporting person transferred these stock options as a gift to Catherine A. Cotter, as Trustee of the John G. Finneran, Jr. 2020 Irrevocable Trust dated October 19, 2020.
- [F2]This option became exercisable in 1/3 increments beginning on February 10, 2014 and annually thereafter.
- [F3]This option became exercisable in 1/3 increments beginning on February 15, 2015 and annually thereafter.
- [F4]This option became exercisable in 1/3 increments beginning on February 15, 2016 and annually thereafter.
- [F5]This option became exercisable in 1/3 increments beginning on February 15, 2017 and annually thereafter.
- [F6]This option became exercisable in 1/3 increments beginning on February 15, 2018 and annually thereafter.