Wassmer Michael J 4
4 · CAPITAL ONE FINANCIAL CORP · Filed Dec 10, 2020
Insider Transaction Report
Form 4
Wassmer Michael J
President, Card
Transactions
- Sale
Common Stock
[F1][F2]2020-12-09$95.00/sh−1,965$186,675→ 77,189 total
Holdings
- 17,743(indirect: By GRAT)
Common Stock
- 15(indirect: By Trust)
Common Stock
Footnotes (2)
- [F1]This transaction was executed pursuant to a trading plan entered into by the reporting person on August 13, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- [F2]On November 12, 2020, the reporting person contributed 17,743 shares of Capital One common stock previously owned directly to a grantor retained annuity trust.
Signature
/s/ Cleo Belmonte (POA on file)|2020-12-10