Berson Jory A 4
4 · CAPITAL ONE FINANCIAL CORP · Filed Feb 8, 2021
Insider Transaction Report
Form 4
Berson Jory A
President, Financial Services
Transactions
- Award
Common Stock
2021-02-04+10,289→ 61,708 total
Holdings
- 7,068(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2022 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.
- [F2]Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
- [F3]Represents the reporting person's equivalent share ownership in the Company's 401(k) Plan, a unitized plan, as of the date of the latest transaction.