4//SEC Filing
FINNERAN JOHN G JR 4
Accession 0000927628-21-000065
CIK 0000927628other
Filed
Feb 16, 7:00 PM ET
Accepted
Feb 17, 4:28 PM ET
Size
14.2 KB
Accession
0000927628-21-000065
Insider Transaction Report
Form 4
FINNERAN JOHN G JR
Gen. Counsel & Corp. Secretary
Transactions
- Exercise/Conversion
Common Stock
2021-02-15+2,399→ 65,187 total - Disposition to Issuer
Common Stock
2021-02-15$109.60/sh−2,399$262,930→ 62,788 total - Tax Payment
Common Stock
2021-02-15$117.75/sh−1,645$193,699→ 61,143 total - Tax Payment
Common Stock
2021-02-15$117.75/sh−2,201$259,168→ 58,942 total - Tax Payment
Common Stock
2021-02-15$117.75/sh−1,109$130,585→ 57,833 total - Exercise/Conversion
2018 Restricted Stock Units
2021-02-15−2,399→ 0 totalExercise: $0.00→ Common Stock (2,399 underlying)
Holdings
- 45,527(indirect: By July 2020 GRAT)
Common Stock
Footnotes (5)
- [F1]On February 15, 2021, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.
- [F2]Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2018. This is authorized in the applicable restricted stock award agreement.
- [F3]Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2019. This is authorized in the applicable restricted stock award agreement.
- [F4]Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement.
- [F5]These restricted stock units vest in 1/3 increments beginning on February 15, 2019 and annually thereafter.
Documents
Issuer
CAPITAL ONE FINANCIAL CORP
CIK 0000927628
Entity typeother
Related Parties
1- filerCIK 0001238033
Filing Metadata
- Form type
- 4
- Filed
- Feb 16, 7:00 PM ET
- Accepted
- Feb 17, 4:28 PM ET
- Size
- 14.2 KB