4//SEC Filing
Wassmer Michael J 4
Accession 0000927628-21-000067
CIK 0000927628other
Filed
Feb 16, 7:00 PM ET
Accepted
Feb 17, 4:33 PM ET
Size
14.9 KB
Accession
0000927628-21-000067
Insider Transaction Report
Form 4
Wassmer Michael J
President, U.S. Card
Transactions
- Tax Payment
Common Stock
2021-02-15$117.75/sh−1,797$211,597→ 86,610 total - Tax Payment
Common Stock
2021-02-15$117.75/sh−2,023$238,208→ 84,587 total - Exercise/Conversion
2018 Restricted Stock Units
2021-02-15−2,081→ 0 totalExercise: $0.00→ Common Stock (2,081 underlying) - Exercise/Conversion
Common Stock
2021-02-15+2,081→ 91,564 total - Disposition to Issuer
Common Stock
2021-02-15$109.60/sh−2,081$228,078→ 89,483 total - Tax Payment
Common Stock
2021-02-15$117.75/sh−1,076$126,699→ 88,407 total
Holdings
- 15(indirect: By Trust)
Common Stock
- 17,743(indirect: By GRAT)
Common Stock
Footnotes (5)
- [F1]On February 15, 2021, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.
- [F2]Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2018. This is authorized in the applicable restricted stock award agreement.
- [F3]Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2019. This is authorized in the applicable restricted stock award agreement.
- [F4]Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement.
- [F5]These restricted stock units vest in 1/3 increments beginning on February 15, 2019 and annually thereafter.
Documents
Issuer
CAPITAL ONE FINANCIAL CORP
CIK 0000927628
Entity typeother
Related Parties
1- filerCIK 0001691706
Filing Metadata
- Form type
- 4
- Filed
- Feb 16, 7:00 PM ET
- Accepted
- Feb 17, 4:33 PM ET
- Size
- 14.9 KB