4//SEC Filing
Berson Jory A 4
Accession 0000927628-21-000072
CIK 0000927628other
Filed
Feb 16, 7:00 PM ET
Accepted
Feb 17, 4:41 PM ET
Size
14.2 KB
Accession
0000927628-21-000072
Insider Transaction Report
Form 4
Berson Jory A
President, Financial Services
Transactions
- Exercise/Conversion
Common Stock
2021-02-15+1,965→ 63,673 total - Tax Payment
Common Stock
2021-02-15$117.75/sh−1,114$131,174→ 60,594 total - Tax Payment
Common Stock
2021-02-15$117.75/sh−1,480$174,270→ 59,114 total - Tax Payment
Common Stock
2021-02-15$117.75/sh−1,657$195,112→ 57,457 total - Exercise/Conversion
2018 Restricted Stock Units
2021-02-15−1,965→ 0 totalExercise: $0.00→ Common Stock (1,965 underlying) - Disposition to Issuer
Common Stock
2021-02-15$109.60/sh−1,965$215,364→ 61,708 total
Holdings
- 7,063(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]On February 15, 2021, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.
- [F2]Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2018. This is authorized in the applicable restricted stock award agreement.
- [F3]Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2019. This is authorized in the applicable restricted stock award agreement.
- [F4]Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement.
- [F5]These restricted stock units vest in 1/3 increments beginning on February 15, 2019 and annually thereafter.
Documents
Issuer
CAPITAL ONE FINANCIAL CORP
CIK 0000927628
Entity typeother
Related Parties
1- filerCIK 0001365632
Filing Metadata
- Form type
- 4
- Filed
- Feb 16, 7:00 PM ET
- Accepted
- Feb 17, 4:41 PM ET
- Size
- 14.2 KB