4//SEC Filing
Slocum Michael 4
Accession 0000927628-21-000081
CIK 0000927628other
Filed
Feb 16, 7:00 PM ET
Accepted
Feb 17, 5:02 PM ET
Size
13.5 KB
Accession
0000927628-21-000081
Insider Transaction Report
Form 4
Slocum Michael
President, Commercial Banking
Transactions
- Exercise/Conversion
Common Stock
2021-02-15+2,107→ 53,232 total - Disposition to Issuer
Common Stock
2021-02-15$109.60/sh−2,107$230,927→ 51,125 total - Tax Payment
Common Stock
2021-02-15$117.75/sh−1,228$144,597→ 49,897 total - Tax Payment
Common Stock
2021-02-15$117.75/sh−1,652$194,523→ 48,245 total - Tax Payment
Common Stock
2021-02-15$117.75/sh−1,896$223,254→ 46,349 total - Exercise/Conversion
2018 Restricted Stock Units
2021-02-15−2,107→ 0 totalExercise: $0.00→ Common Stock (2,107 underlying)
Footnotes (5)
- [F1]On February 15, 2021, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.
- [F2]Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 1, 2018. This is authorized in the applicable restricted stock award agreement.
- [F3]Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2019. This is authorized in the applicable restricted stock award agreement.
- [F4]Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement.
- [F5]These restricted stock units vest in 1/3 increments beginning on February 15, 2019 and annually thereafter.
Documents
Issuer
CAPITAL ONE FINANCIAL CORP
CIK 0000927628
Entity typeother
Related Parties
1- filerCIK 0001528494
Filing Metadata
- Form type
- 4
- Filed
- Feb 16, 7:00 PM ET
- Accepted
- Feb 17, 5:02 PM ET
- Size
- 13.5 KB