FINNERAN JOHN G JR 4
4 · CAPITAL ONE FINANCIAL CORP · Filed Mar 10, 2021
Insider Transaction Report
Form 4
FINNERAN JOHN G JR
Gen. Counsel & Corp. Secretary
Transactions
- Sale
Common Stock
2021-03-08$130.19/sh−9,710$1,264,145→ 0 total(indirect: By July 2020 GRAT) - Sale
Common Stock
2021-03-08$128.57/sh−11,542$1,483,955→ 33,985 total(indirect: By July 2020 GRAT) - Sale
Common Stock
2021-03-08$129.36/sh−24,275$3,140,214→ 9,710 total(indirect: By July 2020 GRAT)
Holdings
- 57,833
Common Stock
Footnotes (4)
- [F1]This transaction was executed pursuant to a trading plan entered into by the reporting person, as trustee for a grantor retained annuity trust, on February 5, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.93 to $128.92. Information regarding the number of shares sold at each price will be provided upon request.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.93 to $129.91. Information regarding the number of shares sold at each price will be provided upon request.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.93 to $130.59. Information regarding the number of shares sold at each price will be provided upon request.