Berson Jory A 4
4 · CAPITAL ONE FINANCIAL CORP · Filed Mar 15, 2021
Insider Transaction Report
Form 4
Berson Jory A
President, Financial Services
Transactions
- Award
Common Stock
2021-03-11+13,460→ 60,331 total - Tax Payment
Common Stock
2021-03-11$132.10/sh−6,071$801,979→ 54,260 total
Holdings
- 7,059(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]These shares were earned pursuant to an award of performance shares granted on February 1, 2018 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.
- [F2]These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.
- [F3]Represents the reporting person's equivalent share ownership in the Company's 401(k) Plan, a unitized plan, as of the date of the latest transaction.