Home/Filings/4/0000927628-21-000140
4//SEC Filing

FINNERAN JOHN G JR 4

Accession 0000927628-21-000140

CIK 0000927628other

Filed

Mar 14, 8:00 PM ET

Accepted

Mar 15, 5:20 PM ET

Size

6.7 KB

Accession

0000927628-21-000140

Insider Transaction Report

Form 4
Period: 2021-03-11
FINNERAN JOHN G JR
Gen. Counsel & Corp. Secretary
Transactions
  • Award

    Common Stock

    2021-03-11+15,14472,977 total
  • Tax Payment

    Common Stock

    2021-03-11$132.10/sh5,960$787,31667,017 total
Footnotes (2)
  • [F1]These shares were earned pursuant to an award of performance shares granted on February 1, 2018 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.
  • [F2]These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

Issuer

CAPITAL ONE FINANCIAL CORP

CIK 0000927628

Entity typeother

Related Parties

1
  • filerCIK 0001238033

Filing Metadata

Form type
4
Filed
Mar 14, 8:00 PM ET
Accepted
Mar 15, 5:20 PM ET
Size
6.7 KB