Home/Filings/4/0000927628-21-000144
4//SEC Filing

Slocum Michael 4

Accession 0000927628-21-000144

CIK 0000927628other

Filed

Mar 14, 8:00 PM ET

Accepted

Mar 15, 5:22 PM ET

Size

6.7 KB

Accession

0000927628-21-000144

Insider Transaction Report

Form 4
Period: 2021-03-11
Slocum Michael
President, Commercial Banking
Transactions
  • Award

    Common Stock

    2021-03-11+13,34459,693 total
  • Tax Payment

    Common Stock

    2021-03-11$132.10/sh6,431$849,53553,262 total
Footnotes (2)
  • [F1]These shares were earned pursuant to an award of performance shares granted on February 1, 2018 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.
  • [F2]These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

Issuer

CAPITAL ONE FINANCIAL CORP

CIK 0000927628

Entity typeother

Related Parties

1
  • filerCIK 0001528494

Filing Metadata

Form type
4
Filed
Mar 14, 8:00 PM ET
Accepted
Mar 15, 5:22 PM ET
Size
6.7 KB