4//SEC Filing
Wassmer Michael J 4
Accession 0000927628-21-000145
CIK 0000927628other
Filed
Mar 14, 8:00 PM ET
Accepted
Mar 15, 5:22 PM ET
Size
8.2 KB
Accession
0000927628-21-000145
Insider Transaction Report
Form 4
Wassmer Michael J
President, U.S. Card
Transactions
- Award
Common Stock
2021-03-11+12,980→ 97,652 total - Tax Payment
Common Stock
2021-03-11$132.10/sh−5,854$773,313→ 91,798 total
Holdings
- 15(indirect: By Trust)
Common Stock
- 17,743(indirect: By GRAT)
Common Stock
Footnotes (3)
- [F1]These shares were earned pursuant to an award of performance shares granted on February 1, 2018 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.
- [F2]Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
- [F3]These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.
Documents
Issuer
CAPITAL ONE FINANCIAL CORP
CIK 0000927628
Entity typeother
Related Parties
1- filerCIK 0001691706
Filing Metadata
- Form type
- 4
- Filed
- Mar 14, 8:00 PM ET
- Accepted
- Mar 15, 5:22 PM ET
- Size
- 8.2 KB