CAPITAL ONE FINANCIAL CORP·4

May 6, 4:18 PM ET

Slocum Michael 4

4 · CAPITAL ONE FINANCIAL CORP · Filed May 6, 2021

Insider Transaction Report

Form 4
Period: 2021-05-04
Slocum Michael
President, Commercial Banking
Transactions
  • Sale

    Common Stock

    2021-05-04$148.19/sh6,354$941,59956,688 total
  • Exercise/Conversion

    Common Stock

    2021-05-04$45.75/sh+9,780$447,43563,042 total
  • Exercise/Conversion

    Stock Options

    2021-05-049,7800 total
    Exercise: $45.75Exp: 2022-01-30Common Stock (9,780 underlying)
Footnotes (2)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $148.16 to $148.23. Information regarding the number of shares sold at each price will be provided upon request.
  • [F2]This option became exercisable in 1/3 increments beginning on February 10, 2013 and annually thereafter.

Documents

1 file
  • 4
    wf-form4_162033226186785.xmlPrimary

    FORM 4