Home/Filings/4/0000927628-21-000170
4//SEC Filing

Slocum Michael 4

Accession 0000927628-21-000170

CIK 0000927628other

Filed

May 5, 8:00 PM ET

Accepted

May 6, 4:18 PM ET

Size

8.3 KB

Accession

0000927628-21-000170

Insider Transaction Report

Form 4
Period: 2021-05-04
Slocum Michael
President, Commercial Banking
Transactions
  • Sale

    Common Stock

    2021-05-04$148.19/sh6,354$941,59956,688 total
  • Exercise/Conversion

    Common Stock

    2021-05-04$45.75/sh+9,780$447,43563,042 total
  • Exercise/Conversion

    Stock Options

    2021-05-049,7800 total
    Exercise: $45.75Exp: 2022-01-30Common Stock (9,780 underlying)
Footnotes (2)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $148.16 to $148.23. Information regarding the number of shares sold at each price will be provided upon request.
  • [F2]This option became exercisable in 1/3 increments beginning on February 10, 2013 and annually thereafter.

Issuer

CAPITAL ONE FINANCIAL CORP

CIK 0000927628

Entity typeother

Related Parties

1
  • filerCIK 0001528494

Filing Metadata

Form type
4
Filed
May 5, 8:00 PM ET
Accepted
May 6, 4:18 PM ET
Size
8.3 KB