Wassmer Michael J 4
4 · CAPITAL ONE FINANCIAL CORP · Filed May 17, 2021
Insider Transaction Report
Form 4
Wassmer Michael J
President, U.S. Card
Transactions
- Sale
Common Stock
2021-05-13$156.27/sh−17,743$2,772,699→ 0 total(indirect: By GRAT)
Holdings
- 15(indirect: By Trust)
Common Stock
- 26,120(indirect: By 2021 GRAT)
Common Stock
- 65,747
Common Stock
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.22 to $156.34. Information regarding the number of shares sold at each price will be provided upon request.
- [F2]Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
- [F3]On May 10, 2021, the reporting person contributed 26,120 shares of Capital One common stock previously owned directly to a grantor retained annuity trust.