4//SEC Filing
Slocum Michael 4
Accession 0000927628-21-000249
CIK 0000927628other
Filed
Jul 28, 8:00 PM ET
Accepted
Jul 29, 4:19 PM ET
Size
13.5 KB
Accession
0000927628-21-000249
Insider Transaction Report
Form 4
Slocum Michael
President, Commercial Banking
Transactions
- Exercise/Conversion
Common Stock
2021-07-27$74.96/sh+29,413$2,204,798→ 110,505 total - Exercise/Conversion
Common Stock
2021-07-27$70.96/sh+24,404$1,731,708→ 81,092 total - Exercise/Conversion
Stock Options
2021-07-27−24,404→ 0 totalExercise: $70.96Exp: 2024-01-29→ Common Stock (24,404 underlying) - Exercise/Conversion
Stock Options
2021-07-27−29,413→ 0 totalExercise: $74.96Exp: 2025-01-28→ Common Stock (29,413 underlying) - Sale
Common Stock
2021-07-27$161.69/sh−43,917$7,100,940→ 66,588 total - Sale
Common Stock
2021-07-27$162.27/sh−9,900$1,606,473→ 56,688 total
Footnotes (4)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $161.06 to $162.04. Information regarding the number of shares sold at each price will be provided upon request.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $162.06 to $162.66. Information regarding the number of shares sold at each price will be provided upon request.
- [F3]This option became exercisable in 1/3 increments beginning on February 15, 2015 and annually thereafter.
- [F4]This option became exercisable in 1/3 increments beginning on February 15, 2016 and annually thereafter.
Documents
Issuer
CAPITAL ONE FINANCIAL CORP
CIK 0000927628
Entity typeother
Related Parties
1- filerCIK 0001528494
Filing Metadata
- Form type
- 4
- Filed
- Jul 28, 8:00 PM ET
- Accepted
- Jul 29, 4:19 PM ET
- Size
- 13.5 KB