Slocum Michael 4

4 · CAPITAL ONE FINANCIAL CORP · Filed Jul 29, 2021

Form 4

Period: 2021-07-27

President, Commercial Banking

Transactions

Exercise/Conversion
Common Stock
2021-07-27$74.96/sh+29,413$2,204,798→ 110,505 total
Exercise/Conversion
Common Stock
2021-07-27$70.96/sh+24,404$1,731,708→ 81,092 total
Exercise/Conversion
Stock Options
2021-07-27−24,404→ 0 total
Exercise: $70.96Exp: 2024-01-29→ Common Stock (24,404 underlying)
Exercise/Conversion
Stock Options
2021-07-27−29,413→ 0 total
Exercise: $74.96Exp: 2025-01-28→ Common Stock (29,413 underlying)
Sale
Common Stock
2021-07-27$161.69/sh−43,917$7,100,940→ 66,588 total
Sale
Common Stock
2021-07-27$162.27/sh−9,900$1,606,473→ 56,688 total

Footnotes (4)

[F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $161.06 to $162.04. Information regarding the number of shares sold at each price will be provided upon request.
[F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $162.06 to $162.66. Information regarding the number of shares sold at each price will be provided upon request.
[F3]This option became exercisable in 1/3 increments beginning on February 15, 2015 and annually thereafter.
[F4]This option became exercisable in 1/3 increments beginning on February 15, 2016 and annually thereafter.

Documents

1 file