Hall Sheldon 4
4 · CAPITAL ONE FINANCIAL CORP · Filed Mar 15, 2022
Insider Transaction Report
Form 4
Hall Sheldon
Chief Risk Officer
Transactions
- Award
Common Stock
2022-03-11+16,407→ 90,755 total - Tax Payment
Common Stock
2022-03-11$130.09/sh−7,925$1,030,963→ 82,830 total
Holdings
- 4,188(indirect: By Spouse)
Common Stock
Footnotes (3)
- [F1]These shares were earned pursuant to an award of performance shares granted on January 31, 2019 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.
- [F2]Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
- [F3]These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.