Home/Filings/4/0000927628-22-000134
4//SEC Filing

Wassmer Michael J 4

Accession 0000927628-22-000134

CIK 0000927628other

Filed

Mar 14, 8:00 PM ET

Accepted

Mar 15, 4:13 PM ET

Size

6.9 KB

Accession

0000927628-22-000134

Insider Transaction Report

Form 4
Period: 2022-03-11
Wassmer Michael J
President, U.S. Card
Transactions
  • Tax Payment

    Common Stock

    2022-03-11$130.09/sh14,290$1,858,98689,785 total
  • Award

    Common Stock

    2022-03-11+31,684104,075 total
Footnotes (3)
  • [F1]These shares were earned pursuant to an award of performance shares granted on January 31, 2019 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.
  • [F2]Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
  • [F3]These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

Issuer

CAPITAL ONE FINANCIAL CORP

CIK 0000927628

Entity typeother

Related Parties

1
  • filerCIK 0001691706

Filing Metadata

Form type
4
Filed
Mar 14, 8:00 PM ET
Accepted
Mar 15, 4:13 PM ET
Size
6.9 KB