4//SEC Filing
LaPrade,III Frank G. 4
Accession 0000927628-23-000326
CIK 0000927628other
Filed
Dec 17, 7:00 PM ET
Accepted
Dec 18, 5:09 PM ET
Size
10.7 KB
Accession
0000927628-23-000326
Insider Transaction Report
Form 4
LaPrade,III Frank G.
Chief Enterprise Srvcs Officer
Transactions
- Exercise/Conversion
Common Stock
2023-12-14$86.34/sh+27,955$2,413,635→ 82,946 total - Sale
Common Stock
2023-12-14$130.00/sh−27,955$3,634,150→ 54,991 total - Sale
Common Stock
2023-12-14$130.00/sh−11,805$1,534,650→ 43,186 total - Exercise/Conversion
Stock Options
2023-12-14−27,955→ 0 totalExercise: $86.34Exp: 2027-02-02→ Common Stock (27,955 underlying)
Holdings
- 808(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]This transaction was executed pursuant to a trading plan entered into by the reporting person on July 28, 2023. in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- [F2]Represents the reporting person's equivalent share ownership in the Company's 401(k) Plan, a unitized plan, as of the date of the latest transaction.
- [F3]This option became exercisable in 1/3 increments beginning on February 15, 2018 and annually thereafter.
Documents
Issuer
CAPITAL ONE FINANCIAL CORP
CIK 0000927628
Entity typeother
Related Parties
1- filerCIK 0001497948
Filing Metadata
- Form type
- 4
- Filed
- Dec 17, 7:00 PM ET
- Accepted
- Dec 18, 5:09 PM ET
- Size
- 10.7 KB