LaPrade,III Frank G. 4
4 · CAPITAL ONE FINANCIAL CORP · Filed Feb 20, 2024
Insider Transaction Report
Form 4
LaPrade,III Frank G.
Chief Enterprise Srvcs Officer
Transactions
- Tax Payment
Common Stock
[F1]2024-02-15$136.36/sh−1,436$195,813→ 54,253 total - Tax Payment
Common Stock
[F2]2024-02-15$136.36/sh−1,306$178,086→ 52,947 total - Tax Payment
Common Stock
[F3]2024-02-15$136.36/sh−2,697$367,763→ 50,250 total
Holdings
- 805(indirect: By 401(k))
Common Stock
[F4]
Footnotes (4)
- [F1]Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2021. This is authorized in the applicable restricted stock award agreement.
- [F2]Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 3, 2022. This is authorized in the applicable restricted stock award agreement.
- [F3]Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 26, 2023. This is authorized in the applicable restricted stock award agreement.
- [F4]Represents the reporting person's equivalent share ownership in the Company's 401(k) Plan, a unitized plan, as of the date of the latest transaction.
Signature
/s/ Jason S. Frank (POA on file)|2024-02-20