Home/Filings/4/0000927628-24-000129
4//SEC Filing

Borgmann Kevin S. 4

Accession 0000927628-24-000129

CIK 0000927628other

Filed

Mar 12, 8:00 PM ET

Accepted

Mar 13, 6:53 PM ET

Size

6.8 KB

Accession

0000927628-24-000129

Insider Transaction Report

Form 4
Period: 2024-03-11
Borgmann Kevin S.
Chief Risk Officer
Transactions
  • Award

    Common Stock

    2024-03-11+15,27786,538 total
  • Tax Payment

    Common Stock

    2024-03-11$138.46/sh7,654$1,059,77378,884 total
Footnotes (2)
  • [F1]These shares were earned pursuant to a performance share award agreement granted on February 4, 2021, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.
  • [F2]These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

Issuer

CAPITAL ONE FINANCIAL CORP

CIK 0000927628

Entity typeother

Related Parties

1
  • filerCIK 0001567914

Filing Metadata

Form type
4
Filed
Mar 12, 8:00 PM ET
Accepted
Mar 13, 6:53 PM ET
Size
6.8 KB