Raghu Ravi 4
4 · CAPITAL ONE FINANCIAL CORP · Filed Mar 13, 2024
Insider Transaction Report
Form 4
Raghu Ravi
Pres, Software, Intl & Sm Bus
Transactions
- Award
Common Stock
2024-03-11+2,835→ 53,082 total - Tax Payment
Common Stock
2024-03-11$138.46/sh−1,116$154,521→ 51,966 total
Footnotes (2)
- [F1]These shares were earned pursuant to a performance share award agreement granted on February 4, 2021, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.
- [F2]These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.