4//SEC Filing
LaPrade,III Frank G. 4
Accession 0000927628-24-000135
CIK 0000927628other
Filed
Mar 12, 8:00 PM ET
Accepted
Mar 13, 6:55 PM ET
Size
7.7 KB
Accession
0000927628-24-000135
Insider Transaction Report
Form 4
LaPrade,III Frank G.
Chief Enterprise Srvcs Officer
Transactions
- Award
Common Stock
2024-03-11+20,466→ 70,716 total - Tax Payment
Common Stock
2024-03-11$138.46/sh−10,254$1,419,769→ 60,462 total
Holdings
- 809(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]These shares were earned pursuant to a performance share award agreement granted on February 4, 2021, as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.
- [F2]These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.
- [F3]Represents the reporting person's equivalent share ownership in the Company's 401(k) Plan, a unitized plan, as of the date of the latest transaction.
Documents
Issuer
CAPITAL ONE FINANCIAL CORP
CIK 0000927628
Entity typeother
Related Parties
1- filerCIK 0001497948
Filing Metadata
- Form type
- 4
- Filed
- Mar 12, 8:00 PM ET
- Accepted
- Mar 13, 6:55 PM ET
- Size
- 7.7 KB