Borgmann Kevin S. 4
4 · CAPITAL ONE FINANCIAL CORP · Filed Aug 8, 2024
Insider Transaction Report
Form 4
Borgmann Kevin S.
Chief Risk Officer
Transactions
- Exercise/Conversion
Common Stock
2024-08-06$86.34/sh+23,582$2,036,070→ 102,466 total - Sale
Common Stock
2024-08-06$131.27/sh−3,537$464,302→ 98,929 total - Sale
Common Stock
2024-08-06$132.20/sh−3,754$496,279→ 95,175 total - Sale
Common Stock
2024-08-06$133.37/sh−16,291$2,172,731→ 78,884 total - Sale
Common Stock
2024-08-06$131.28/sh−2,503$328,594→ 76,381 total - Sale
Common Stock
2024-08-06$132.25/sh−2,622$346,760→ 73,759 total - Sale
Common Stock
2024-08-06$133.37/sh−11,325$1,510,415→ 62,434 total - Sale
Common Stock
2024-08-06$131.22/sh−1,068$140,143→ 61,366 total - Sale
Common Stock
2024-08-06$132.17/sh−1,311$173,275→ 60,055 total - Sale
Common Stock
2024-08-06$133.37/sh−5,304$707,394→ 54,751 total - Sale
Common Stock
2024-08-06$132.23/sh−2,200$290,906→ 50,213 total - Sale
Common Stock
2024-08-06$133.37/sh−9,279$1,237,540→ 40,934 total - Exercise/Conversion
Stock Options
2024-08-06−23,582→ 0 totalExercise: $86.34Exp: 2027-02-02→ Common Stock (23,582 underlying) - Sale
Common Stock
2024-08-06$131.29/sh−2,338$306,956→ 52,413 total
Footnotes (13)
- [F1]This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- [F10]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.85 to $131.77. Information regarding the number of shares sold at each price will be provided upon request.
- [F11]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.90 to $132.66. Information regarding the number of shares sold at each price will be provided upon request.
- [F12]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.98 to $133.80. Information regarding the number of shares sold at each price will be provided upon request.
- [F13]These options became exercisable in 1/3 increments beginning on February 15, 2018 and annually thereafter.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.83 to $131.77. Information regarding the number of shares sold at each price will be provided upon request.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.84 to $132.66. Information regarding the number of shares sold at each price will be provided upon request.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.95 to $133.80. Information regarding the number of shares sold at each price will be provided upon request.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.86 to $131.84. Information regarding the number of shares sold at each price will be provided upon request.
- [F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.90 to $132.84. Information regarding the number of shares sold at each price will be provided upon request.
- [F7]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.74 to $131.64. Information regarding the number of shares sold at each price will be provided upon request.
- [F8]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.77 to $132.66. Information regarding the number of shares sold at each price will be provided upon request.
- [F9]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.95 to $133.67. Information regarding the number of shares sold at each price will be provided upon request.