CLEMENT JAMES BOND 4

4 · FLOTEK INDUSTRIES INC/CN/ · Filed May 18, 2026

AI-generated summary of this filing

Updated May 18, 2026

Flotek (FTK) CFO James Bond Sells 12,554 Shares, Receives Award

What Happened

James Bond, Chief Financial Officer of Flotek Industries, reported a mix of award, tax-withholding and open-market sale transactions. On May 15, 2026 he was awarded 8,097 shares (performance-based restricted stock units) valued at $0 on grant/vesting. To cover tax withholding, 3,187 shares were surrendered/disposed at $19.61 each for $62,497. On May 18, 2026 he sold 12,554 shares in the open market at a weighted average price of $20.08 for proceeds of $252,084.
These actions reflect a vesting of performance RSUs followed by share-withholding for taxes and an open-market sale; vesting is an award (acquisition), while the others are dispositions (routine liquidity).

Key Details

Transaction dates/prices:
- May 15, 2026: Award of 8,097 performance-based RSUs (footnote F1).
- May 15, 2026: Tax-withholding disposition of 3,187 shares at $19.61 each = $62,497 (code F).
- May 18, 2026: Open-market sale of 12,554 shares at weighted avg $20.08 = $252,084 (code S). Per footnote F3, sale prices ranged from $20.00 to $20.20.
Shares owned after transaction: not specified in this Form 4 filing.
Notable footnotes:
- F1: Award resulted from satisfaction of performance criteria for PB RSUs originally granted May 16, 2025.
- F2: Filing notes 131 shares acquired under the 2012 Employee Stock Purchase Plan for the Jan–Mar 2026 period (exempt under Rule 16b-3).
- F3: Weighted-average sale price reported; reporting person will provide per-price breakdown on request.
Filing timeliness: Form filed May 18, 2026 for transactions on May 15 and May 18; filing appears to be within required reporting window.

Context

This was a vesting of performance-based RSUs followed by tax withholding and a separate open-market sale. The tax-withholding disposition (code F) is routine when equity vests; the open-market sale (code S) reflects liquidity rather than an additional purchase signal.
No 10% owner or 10b5-1 plan was disclosed in the filing; motivations are not stated and should not be inferred.

Form 4

Period: 2026-05-15

Chief Financial Officer

Transactions

Footnotes (3)

[F1]The shares were awarded to the reporting person upon the satisfaction of performance criteria for performance based restricted stock units previously granted on May 16, 2025.
[F2]Includes 131 shares acquired under the 2012 Employee Stock Purchase Plan for the 3-month period commencing January 1, 2026. This transaction is exempt under both Rule 16b-3(d) and Rule 16b-3(c)
[F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.20, inclusive. The reporting person undertakes to provide to Flotek Industries, Inc. (the Company), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Signature

/s/ J. Bond Clement|2026-05-18

1 file