4//SEC Filing
Cameron R Bruce 4
Accession 0000929638-09-001479
CIK 0001335249other
Filed
Oct 6, 8:00 PM ET
Accepted
Oct 7, 4:56 PM ET
Size
14.6 KB
Accession
0000929638-09-001479
Insider Transaction Report
Form 4
Cameron R Bruce
DirectorChairman
Transactions
- Exercise of In-Money
Warrant (right to buy)
2009-10-05−33,334→ 0 totalExercise: $5.00From: 2007-01-25Exp: 2010-01-25→ Common Stock (33,334 underlying) - Exercise of In-Money
Common Stock
2009-10-05$5.00/sh+33,334$166,670→ 222,501 total - Sale
Common Stock
2009-10-05$5.15/sh−150,000$772,500→ 1,001,250 total(indirect: By LLC) - Purchase
Warrant (right to buy)
2009-10-05$0.15/sh+150,000$22,500→ 300,000 total(indirect: By LLC)Exercise: $5.00From: 2007-01-25Exp: 2010-01-25→ Common Stock (150,000 underlying) - Exercise of In-Money
Warrant (right to buy)
2009-10-05−300,000→ 0 total(indirect: By LLC)Exercise: $5.00From: 2007-01-25Exp: 2010-01-25→ Common Stock (300,000 underlying) - Exercise of In-Money
Common Stock
2009-10-05$5.00/sh+300,000$1,500,000→ 1,151,250 total(indirect: By LLC)
Footnotes (1)
- [F1]As Managing Member of Broad Hollow LLC, the reporting person disclaims all beneficial ownership in such securities, except to the extent that the reporting person has a pecuniary interest in such securities.
Documents
Issuer
HIGHBURY FINANCIAL INC
CIK 0001335249
Entity typeother
Related Parties
1- filerCIK 0001347653
Filing Metadata
- Form type
- 4
- Filed
- Oct 6, 8:00 PM ET
- Accepted
- Oct 7, 4:56 PM ET
- Size
- 14.6 KB