Heng Jun Hong 4
4 · Luminar Technologies, Inc./DE · Filed Apr 20, 2022
Insider Transaction Report
Form 4
Heng Jun Hong
Director
Transactions
- Sale
Class A common stock
2022-04-19$14.02/sh−130,480$1,829,708→ 1,379,587 total(indirect: By LLC) - Sale
Class A common stock
2022-04-18$14.03/sh−59,957$841,299→ 1,510,067 total(indirect: By LLC)
Holdings
- 697,434(indirect: By Crescent Cove Capital II LP)
Class A common stock
- 358,821(indirect: By Trust)
Class A common stock
- 227,128(indirect: By LLC)
Class A common stock
- 18,559
Class A common stock
- 703,905(indirect: By Crescent Cove Opportunity Fund LP)
Class A common stock
Footnotes (4)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.29, inclusive. The reporting person undertakes to provide to Luminar Technologies, Inc., any security holder of Luminar Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F2]Crescent Cove Capital II GP, LLC is the general partner of and Crescent Cove Capital Management, LLC is the investment manager of Crescent Cove Capital II LP. Crescent Cove Opportunity GP, LP is the general partner of and Crescent Cove Advisors, LP is the investment manager of each of Crescent Cove Opportunity Fund LP and Crescent Cove Opportunity Foreign Intermediary, LLC. Mr. Heng is the managing member of each of such general partners and investment managers, and therefore, may be deemed to hold voting and dispositive power over the shares held by Crescent Cove Capital II LP, Crescent Cove Opportunity Fund LP and Crescent Cove Opportunity Foreign Intermediary, LLC.
- [F3]The reporting person manages Press Room LLC and may be deemed to hold voting and dispositive power over the shares held by Press Room LLC. The reporting person disclaims beneficial ownership of the shares held by Press Room LLC.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.08, inclusive. The reporting person undertakes to provide to Luminar Technologies, Inc., any security holder of Luminar Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.