Baron Caryl 4
4 · SeaStar Medical Holding Corp · Filed Apr 10, 2023
Insider Transaction Report
Form 4
Baron Caryl
Interim CFO
Transactions
- Award
Common Stock, par value $0.0001 per share
2023-04-06+11,080→ 53,192 total - Award
Stock Option (Right to Buy)
2023-04-06+16,621→ 16,621 totalExercise: $1.84Exp: 2033-04-06→ Common Stock (16,621 underlying)
Holdings
- 4,796
Stock Option (Right to Buy)
Exercise: $10.00Exp: 2030-03-20→ Common Stock (4,796 underlying) - 19,685
Stock Option (Right to Buy)
Exercise: $0.55Exp: 2031-01-01→ Common Stock (19,685 underlying)
Footnotes (4)
- [F1]Represents the Issuer's common stock subject to restricted stock units (RSUs), all of which will vest on the first anniversary of the date of grant.
- [F2]All options reported herein will vest, subject to continued service, on the first anniversary of the date of grant.
- [F3]The option vests with respect to (i) twenty-five percent (25%) of the shares upon completion of one (1) year of service measured from March 30, 2020 and (ii) the balance of the shares subject to the option in a series of thirty-six (36) successive equal monthly installments upon completion of each additional month of service over the thirty-six (36)-month period measured from March 30, 2021.
- [F4]The option vests with respect to (i) twenty-five percent (25%) of the shares upon completion of one (1) year of service measured from January 1, 2021 and (ii) the balance of the shares subject to the option in a series of thirty-six (36) successive equal monthly installments upon completion of each additional month of service over the thirty-six (36)-month period measured from January 1, 2022.