4//SEC Filing
Baron Caryl 4
Accession 0000929638-23-001717
CIK 0001831868other
Filed
Jun 12, 8:00 PM ET
Accepted
Jun 13, 4:01 PM ET
Size
11.1 KB
Accession
0000929638-23-001717
Insider Transaction Report
Form 4
Baron Caryl
Interim CFO
Transactions
- Tax Payment
Common Stock, par value $0.0001 per share
2023-06-09$0.53/sh−15,070$7,949→ 94,991 total - Award
Common Stock, par value $0.0001 per share
2023-06-09+56,869→ 110,061 total
Holdings
- 16,621
Stock Option (Right to Buy)
Exercise: $1.84Exp: 2033-04-06→ Common Stock (16,621 underlying) - 19,685
Stock Option (Right to Buy)
Exercise: $0.55Exp: 2031-01-01→ Common Stock (19,685 underlying) - 4,796
Stock Option (Right to Buy)
Exercise: $10.00Exp: 2030-03-20→ Common Stock (4,796 underlying)
Footnotes (6)
- [F1]Represents fully vested shares of common stock issued to the Reporting Person pursuant to the Issuer's equity incentive plan.
- [F2]Includes 53,192 shares of the Issuer's common stock subject to restricted stock units (RSUs), all of which will vest, subject to continued service, on April 6, 2024.
- [F3]Represents shares withheld to satisfy tax withholding obligations.
- [F4]All options reported herein will vest, subject to continued service, on April 6, 2024.
- [F5]The option vests with respect to (i) twenty-five percent (25%) of the shares upon completion of one (1) year of service measured from March 30, 2020 and (ii) the balance of the shares subject to the option in a series of thirty-six (36) successive equal monthly installments upon completion of each additional month of service over the thirty-six (36)-month period measured from March 30, 2021.
- [F6]The option vests with respect to (i) twenty-five percent (25%) of the shares upon completion of one (1) year of service measured from January 1, 2021 and (ii) the balance of the shares subject to the option in a series of thirty-six (36) successive equal monthly installments upon completion of each additional month of service over the thirty-six (36)-month period measured from January 1, 2022.
Documents
Issuer
SeaStar Medical Holding Corp
CIK 0001831868
Entity typeother
Related Parties
1- filerCIK 0001949735
Filing Metadata
- Form type
- 4
- Filed
- Jun 12, 8:00 PM ET
- Accepted
- Jun 13, 4:01 PM ET
- Size
- 11.1 KB