4//SEC Filing
Schlorff Eric 4
Accession 0000929638-23-001847
CIK 0001831868other
Filed
Jun 26, 8:00 PM ET
Accepted
Jun 27, 4:01 PM ET
Size
9.4 KB
Accession
0000929638-23-001847
Insider Transaction Report
Form 4
Schlorff Eric
DirectorChief Executive Officer
Transactions
- Award
Common Stock, par value $0.0001 per share
2023-06-23+417,386→ 682,399 total
Holdings
- 99,724
Stock Option (Right to Buy)
Exercise: $1.84Exp: 2033-04-06→ Common Stock (99,724 underlying) - 17,986
Stock Option (Right to Buy)
Exercise: $10.00Exp: 2029-03-01→ Common Stock (17,986 underlying) - 83,985
Stock Option (Right to Buy)
Exercise: $0.53Exp: 2030-02-20→ Common Stock (83,985 underlying)
Footnotes (5)
- [F1]Represents fully vested shares of common stock issued to the Reporting Person pursuant to the Issuer's equity incentive plan. Such fully vested shares of common stock are issued as payment for the occurrence of an exit event bonus under that certain Transaction Bonus Agreement, dated as of December 23, 2021, as amended, between the Issuer and the Reporting Person.
- [F2]Includes 66,483 shares of the Issuer's common stock subject to restricted stock units (RSUs), all of which will vest, subject to continued service, on April 6, 2024.
- [F3]All options reported herein will vest, subject to continued service, on April 6, 2024.
- [F4]These options are fully vested.
- [F5]The option vests with respect to (i) twenty-five percent (25%) of the shares upon completion of one (1) year of service measured from February 20, 2020 and (ii) the balance of the shares subject to the option in a series of thirty-six (36) successive equal monthly installments upon completion of each additional month of service over the thirty-six (36)-month period measured from February 20, 2021.
Documents
Issuer
SeaStar Medical Holding Corp
CIK 0001831868
Entity typeother
Related Parties
1- filerCIK 0001949738
Filing Metadata
- Form type
- 4
- Filed
- Jun 26, 8:00 PM ET
- Accepted
- Jun 27, 4:01 PM ET
- Size
- 9.4 KB