Baron Caryl 4
4 · SeaStar Medical Holding Corp · Filed Sep 12, 2023
Insider Transaction Report
Form 4
Baron Caryl
Interim CFO
Transactions
- Award
Common Stock, par value $0.0001 per share
2023-08-31+3,374→ 100,396 total
Holdings
- 16,621
Stock Option (Right to Buy)
Exercise: $1.84Exp: 2033-04-06→ Common Stock (16,621 underlying) - 4,796
Stock Option (Right to Buy)
Exercise: $10.00Exp: 2030-03-20→ Common Stock (4,796 underlying) - 19,685
Stock Option (Right to Buy)
Exercise: $0.55Exp: 2031-01-01→ Common Stock (19,685 underlying)
Footnotes (4)
- [F1]The securities reported in this transaction were issued to the Reporting Person in lieu of cash compensation previously approved by the Compensation Committee.
- [F2]All options reported herein will vest, subject to continued service, on April 6, 2024.
- [F3]The option vests with respect to (i) twenty-five percent (25%) of the shares upon completion of one (1) year of service measured from March 30, 2020 and (ii) the balance of the shares subject to the option in a series of thirty-six (36) successive equal monthly installments upon completion of each additional month of service over the thirty-six (36)-month period measured from March 30, 2021.
- [F4]The option vests with respect to (i) twenty-five percent (25%) of the shares upon completion of one (1) year of service measured from January 1, 2021 and (ii) the balance of the shares subject to the option in a series of thirty-six (36) successive equal monthly installments upon completion of each additional month of service over the thirty-six (36)-month period measured from January 1, 2022.