|4Sep 28, 7:02 PM ET

Heng Jun Hong 4

4 · ECARX Holdings Inc. · Filed Sep 28, 2023

Insider Transaction Report

Form 4
Period: 2023-09-26
Transactions
  • Sale

    Class A Ordinary Shares

    2023-09-27$3.24/sh2,743$8,8870 total(indirect: By Crescent Cove Advisors, LP)
  • Sale

    Class A Ordinary Shares

    2023-09-26$3.32/sh47,257$157,0782,743 total(indirect: By Crescent Cove Advisors, LP)
Holdings
  • Class A Ordinary Shares

    72,660
  • Warrants, each exercisable for one Class A Ordinary Share

    Exercise: $11.50From: 2023-01-19Exp: 2027-12-20Class A Ordinary Shares (124,028 underlying)
    124,028
  • Class A Ordinary Shares

    (indirect: By Absolute Bond Limited)
    1,110,660
  • Warrants, each exercisable for one Class A Ordinary Share

    (indirect: By Absolute Bond Limited)
    Exercise: $11.50From: 2023-01-19Exp: 2027-12-20Class A Ordinary Shares (3,797,216 underlying)
    3,797,216
Footnotes (3)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.30 to $3.43, inclusive. The reporting person undertakes to provide to ECARX Holdings Inc., any security holder of ECARX Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  • [F2]Mr. Heng is the managing member and owner of Crescent Cove Advisors LP.
  • [F3]Absolute Bond Limited is managed by Press Room LLC. The reporting person is the manager of Press Room LLC. The reporting person disclaims any ownership of the shares and warrants held by Absolute Bond Limited.

Documents

1 file
  • 4
    form4.xmlPrimary