4//SEC Filing
Baron Caryl 4
Accession 0000929638-23-003300
CIK 0001831868other
Filed
Nov 28, 7:00 PM ET
Accepted
Nov 29, 4:14 PM ET
Size
12.0 KB
Accession
0000929638-23-003300
Insider Transaction Report
Form 4
Baron Caryl
Interim CFO
Transactions
- Other
Common Stock, par value $0.0001 per share
2023-09-22+15,070→ 119,579 total - Award
Common Stock, par value $0.0001 per share
2023-11-29+20,293→ 139,872 total
Holdings
- 16,621
Stock Option (Right to Buy)
Exercise: $1.84Exp: 2033-04-06→ Common Stock (16,621 underlying) - 19,685
Stock Option (Right to Buy)
Exercise: $0.55Exp: 2031-01-01→ Common Stock (19,685 underlying) - 4,796
Stock Option (Right to Buy)
Exercise: $10.00Exp: 2030-03-20→ Common Stock (4,796 underlying)
Footnotes (6)
- [F1]Represents fully vested shares of common stock issued to the Reporting Person pursuant to the Issuer's equity incentive plan. The securities reported in this transaction were initially withheld by the Issuer to satisfy tax withholding obligations. The Issuer subsequently elected to satisfy the withholding obligations through an alternative method and returned these shares to the Reporting Person.
- [F2]Due to rounding errors, (i) the Form 4 filed for the Reporting Person on August 17, 2023 inadvertently understated the number of shares of Common Stock issued to the Reporting Person on August 15, 2023 by 1 share, (ii) the Form 4 filed for the Reporting Person on September 12, 2023 inadvertently understated the number of shares of Common Stock issued to the Reporting Person on August 31, 2023 by 1 share, and (iii) the Form 4 filed for the Reporting Person on September 19, 2023 inadvertently understated the number of shares of Common Stock issued to the Reporting Person on September 15, 2023 by 1 share. These errors have been corrected on this Form 4.
- [F3]The securities reported in this transaction were issued to the Reporting Person in lieu of cash compensation previously approved by the Compensation Committee.
- [F4]All options reported herein will vest, subject to continued service, on April 6, 2024, the first anniversary of the date of grant.
- [F5]The option vests with respect to (i) twenty-five percent (25%) of the shares upon completion of one (1) year of service measured from March 30, 2020 and (ii) the balance of the shares subject to the option in a series of thirty-six (36) successive equal monthly installments upon completion of each additional month of service over the thirty-six (36)-month period measured from March 30, 2021.
- [F6]The option vests with respect to (i) twenty-five percent (25%) of the shares upon completion of one (1) year of service measured from January 1, 2021 and (ii) the balance of the shares subject to the option in a series of thirty-six (36) successive equal monthly installments upon completion of each additional month of service over the thirty-six (36)-month period measured from January 1, 2022.
Documents
Issuer
SeaStar Medical Holding Corp
CIK 0001831868
Entity typeother
Related Parties
1- filerCIK 0001949735
Filing Metadata
- Form type
- 4
- Filed
- Nov 28, 7:00 PM ET
- Accepted
- Nov 29, 4:14 PM ET
- Size
- 12.0 KB