Nippon Shinyaku Co Ltd 3
3 · CAPRICOR THERAPEUTICS, INC. · Filed Aug 23, 2024
Insider Transaction Report
Form 3
Nippon Shinyaku Co Ltd
10% Owner
Holdings
Warrant (right to buy)
Exercise: $5.70From: 2024-04-03Exp: 2030-10-03→ Common Stock (2,145,922 underlying)- 2,145,922
Common Stock, par value $0.001 per share
Footnotes (2)
- [F1]On September 29, 2023, the reporting person entered into a securities purchase agreement with Capricor Therapeutics, Inc., a Delaware corporation (the "Issuer"), pursuant to which the reporting person purchased (a) 2,145,922 shares of common stock, $0.001 par value per share (the "Common Stock"), of the Issuer's Common Stock and (b) warrants to purchase 2,145,922 shares of the Issuer's Common Stock (the "Warrants"). The combined offering price per share of Common Stock and the accompanying Warrant was $4.66. The Warrants will expire seven years from October 3, 2023 (the date of issuance).
- [F2]The Warrants are fully exercisable.