4//SEC Filing
Pepicello William John 4
Accession 0000929887-12-000072
CIK 0000929887other
Filed
Jul 9, 8:00 PM ET
Accepted
Jul 10, 3:39 PM ET
Size
7.9 KB
Accession
0000929887-12-000072
Insider Transaction Report
Form 4
APOLLO GROUP INCAPOL
Pepicello William John
President-UOPX
Transactions
- Tax Payment
Class A Common Stock
2012-07-06$36.55/sh−1,282$46,857→ 69,707 total
Footnotes (5)
- [F1]Represents shares of the Issuer's Class A common stock withheld to satisfy the Issuer's tax withholding obligation upon the vesting of restricted stock units (RSUs) and the issuance of the underlying shares of Class A common stock.
- [F2]Includes (i) 22,772 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2012, (ii) 15,960 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2011, (iii) 15,128 shares of the Issuer's Class A common stock subject to RSUs granted January 14, 2011, (iv) 6,170 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2010, and (v) 2,210 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2009. The 22,772 shares underlying the July 2, 2012 RSUs will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2013, July 2, 2014, July 2, 2015 and July 2, 2016 vesting dates. (footnote continued below)
- [F3](continued from footnote 2 above) The 15,960 shares underlying the July 6, 2011 RSUs will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of August 31, 2012, July 6, 2013, July 6, 2014, and July 6, 2015 vesting dates. The 15,128 shares underlying the January 14, 2011 RSUs will be issued when those units vest in two successive installments over the Reporting Person's period of service with the Issuer through each of the September 15, 2012 and September 15, 2013 vesting dates. (footnote continued below)
- [F4](continued from footnote 3 above) The January 14, 2011 RSUs will vest in full on an accelerated basis upon an involuntary termination of the Reporting Person's service without cause. The 6,170 shares underlying the July 6, 2010 RSUs will be issued when those units vest in a series of two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 6, 2013, and July 6, 2014 vesting dates. The 2,210 shares underlying the July 2, 2009 RSUs will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through the July 2, 2013 vesting date. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer. (footnote continued below)
- [F5](continued from footnote 4 above) Does not include (i) 8,049 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 2, 2012, (ii) 5,136 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2011 or (iii) 4,356 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2010. Those awards will not actually convert into any shares unless the applicable performance goals are attained at threshold level or above.
Documents
Issuer
APOLLO GROUP INC
CIK 0000929887
Entity typeother
Related Parties
1- filerCIK 0001366177
Filing Metadata
- Form type
- 4
- Filed
- Jul 9, 8:00 PM ET
- Accepted
- Jul 10, 3:39 PM ET
- Size
- 7.9 KB