4//SEC Filing
D'Amico Joseph Lawrence 4
Accession 0000929887-12-000127
CIK 0000929887other
Filed
Oct 22, 8:00 PM ET
Accepted
Oct 23, 3:58 PM ET
Size
7.8 KB
Accession
0000929887-12-000127
Insider Transaction Report
Form 4
APOLLO GROUP INCAPOL
D'Amico Joseph Lawrence
President and COO
Transactions
- Tax Payment
Class A Common Stock
2012-10-19$20.39/sh−4,635$94,508→ 213,520 total
Footnotes (5)
- [F1]Represents shares of the Issuer's Class A common stock withheld to satisfy the Issuer's tax withholding obligation upon the vesting of restricted stock units (RSUs) and the issuance of the underlying shares of Class A common stock.
- [F2]Includes (i) 60,268 shares of the Issuer's Class A common stock subject to RSUs granted on July 2, 2012 (ii) 33,495 shares of the Issuer's Class A common stock subject to RSUs granted on July 6, 2011, (iii) 20,110 shares of the Issuer's Class A common stock subject to RSUs granted on July 6, 2010, and (iv) 2,992 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2009. The 60,268 shares underlying the July 2, 2012 RSUs will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2013, July 2, 2014, July 2, 2015 and July 2, 2016 vesting dates. The 33,495 shares underlying the July 6, 2011 RSUs will be issued when those units vest in a series of three successive equal installments upon the Reporting Person's (footnote continued below)
- [F3](continued from footnote 2 above) continuation in service with the Issuer through each of the July 6, 2013, July 6, 2014 and July 6, 2015 vesting dates. The 20,110 shares underlying the July 6, 2010 RSUs will be issued as those units vest in two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 6, 2013, and July 6, 2014 vesting dates. The 2,992 shares underlying the July 2, 2009 RSUs will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through the July 2, 2013 vesting date. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer. The July 2, 2012, July 6, 2011 and July 6, 2010 RSU awards may also continue to vest (in accordance with the stated annual vesting dates) following the Reporting Person's cessation of service with the Issuer under certain defined circumstances.
- [F4]Does not include (i) 30,546 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 2, 2012, (ii) 2,370 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on October 5, 2011, (iii) 17,382 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2011 or (iv) 14,196 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2010. Those awards will not actually convert into any shares unless the applicable performance goals are attained at threshold level or above.
- [F5]Also includes 172 shares of the Issuer's Class A common stock acquired under the Issuer's Employee Stock Purchase Plan on October 5, 2012 which was not previously reported.
Documents
Issuer
APOLLO GROUP INC
CIK 0000929887
Entity typeother
Related Parties
1- filerCIK 0001387816
Filing Metadata
- Form type
- 4
- Filed
- Oct 22, 8:00 PM ET
- Accepted
- Oct 23, 3:58 PM ET
- Size
- 7.8 KB