4//SEC Filing
Cappelli Gregory William 4
Accession 0000929887-13-000023
CIK 0000929887other
Filed
Apr 14, 8:00 PM ET
Accepted
Apr 15, 5:26 PM ET
Size
7.9 KB
Accession
0000929887-13-000023
Insider Transaction Report
Form 4
APOLLO GROUP INCAPOL
Cappelli Gregory William
DirectorEVP Global Strat & Asst to Chr
Transactions
- Tax Payment
Class A Common Stock
2013-04-13$17.84/sh−33,850$603,884→ 377,600 total
Footnotes (5)
- [F1]Represents shares of the Issuer's Class A common stock withheld to satisfy the Issuer's tax withholding obligation upon the vesting of restricted stock units (RSUs) and the issuance of the underlying shares of Class A common stock.
- [F2]Includes (i) 104 shares of the Issuer's Class A common stock subject to RSUs granted on July 6, 2011, (ii) 124,000 shares of the Issuer's Class A common stock subject to RSUs granted April 13, 2011, (iii) 12,250 shares of the Issuer's Class A common stock subject to RSUs granted on April 13, 2011, (iv) 15,200 shares of the Issuer's Class A common stock subject to RSUs granted April 13, 2011, and (v) 23,096 shares of the Issuer's Class A common stock subject to RSUs granted to the Reporting Person on January 18, 2011. The 104 shares underlying the July 6, 2011 RSUs will be issued when those units vest in two successive equal annual installments upon the Reporting Person's continuation (footnote continued below)
- [F3](continued from footnote 2 above) in service with the Issuer through each of the April 13, 2014 and April 13, 2015 vesting dates. The 124,000 shares underlying the April 13, 2011 RSUs described in (ii) above will be issued as those units vest in two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the April 13, 2014, and April 13, 2015 vesting dates. The 12,250 shares underlying the April 13, 2011 RSUs described in (iii) above will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through (footnote continued below)
- [F4](continued from footnote 3 above) April 13, 2014. The 15,200 shares underlying the April 13, 2011 RSUs described in (iv) above will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through April 13, 2014. The 23,096 shares underlying the January 18, 2011 RSUs will vest in 12 successive equal monthly installments upon the Reporting Person's completion of each month of service with the Issuer over the 12-month period measured from September 16, 2012, with the shares of Class A common stock that so vest to be issued on September 15, 2013. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer, and all of the RSUs are subject to service-vesting credits in the event the Reporting Person is terminated under certain specified circumstances during the service-vesting period.
- [F5]Does not include (i) 12,810 shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on March 29, 2012, (ii) 21,066 shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2011 and (iii) 55,617 shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2011. Those awards will not actually convert into any shares unless the applicable performance goals are attained at threshold level or above.
Documents
Issuer
APOLLO GROUP INC
CIK 0000929887
Entity typeother
Related Parties
1- filerCIK 0001396055
Filing Metadata
- Form type
- 4
- Filed
- Apr 14, 8:00 PM ET
- Accepted
- Apr 15, 5:26 PM ET
- Size
- 7.9 KB