4//SEC Filing
APOLLO GROUP INC 4
Accession 0000929887-13-000044
CIK 0000929887operating
Filed
Jul 4, 8:00 PM ET
Accepted
Jul 5, 1:19 PM ET
Size
7.6 KB
Accession
0000929887-13-000044
Insider Transaction Report
Form 4
APOLLO GROUP INCAPOL
D'Amico Joseph Lawrence
President and COO
Transactions
- Tax Payment
Class A Common Stock
2013-07-02$18.08/sh−1,407$25,439→ 212,625 total
Footnotes (5)
- [F1]Represents shares of the Issuer's Class A common stock withheld to satisfy the Issuer's tax withholding obligation upon the vesting of restricted stock units (RSUs) and the issuance of the underlying shares of the Issuer's Class A common stock.
- [F2]Includes (i) 60,268 shares of the Issuer's Class A common stock subject to RSUs granted on July 2, 2012 (ii) 33,495 shares of the Issuer's Class A common stock subject to RSUs granted on July 6, 2011, and (iii) 20,110 shares of the Issuer's Class A common stock subject to RSUs granted on July 6, 2010. The 60,268 shares underlying the July 2, 2012 RSUs will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2013, July 2, 2014, July 2, 2015 and July 2, 2016 vesting dates. The 33,495 shares underlying the July 6, 2011 RSUs will be issued when those units vest in a series of three successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 6, 2013, July 6, 2014 and July 6, 2015 vesting dates. (footnote continued below)
- [F3](continued from footnote 2 above) The 20,110 shares underlying the July 6, 2010 RSUs will be issued when those units vest in two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 6, 2013, and July 6, 2014 vesting dates. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer. All of the RSUs may also continue to vest (in accordance with the stated annual vesting dates) following the Reporting Person's cessation of service with the Issuer under certain defined circumstances.
- [F4]Does not include (i) 30,546 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 2, 2012, (ii) 2,370 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on October 5, 2011, (iii) 17,382 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2011 or (iv) 14,196 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2010. Those awards will not actually convert into any shares of the Issuer's Class A common stock unless the applicable performance goals are attained at threshold level or above.
- [F5]Also includes 217 and 295 shares of the Issuer's Class A common stock acquired under the Issuer's Employee Stock Purchase Plan on January 8, 2013 and April 5, 2013, respectively, which were not previously reported.
Documents
Issuer
APOLLO GROUP INC
CIK 0000929887
Entity typeoperating
IncorporatedAZ
Related Parties
1- filerCIK 0000929887
Filing Metadata
- Form type
- 4
- Filed
- Jul 4, 8:00 PM ET
- Accepted
- Jul 5, 1:19 PM ET
- Size
- 7.6 KB