4//SEC Filing
APOLLO GROUP INC 4
Accession 0000929887-13-000066
CIK 0000929887operating
Filed
Jul 8, 8:00 PM ET
Accepted
Jul 9, 4:39 PM ET
Size
7.4 KB
Accession
0000929887-13-000066
Insider Transaction Report
Form 4
APOLLO GROUP INCAPOL
Pepicello William John
President-UOPX
Transactions
- Tax Payment
Class A Common Stock
2013-07-06$17.94/sh−3,330$59,740→ 60,637 total
Footnotes (5)
- [F1]Represents shares of the Issuer's Class A common stock withheld to satisfy the Issuer's tax withholding obligation upon the vesting of restricted stock units (RSUs) and the issuance of the underlying shares of the Issuer's Class A common stock.
- [F2]Includes (i) 22,772 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2012, (ii) 7,980 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2011, (iii) 7,564 shares of the Issuer's Class A common stock subject to RSUs granted January 14, 2011, and (iv) 3,085 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2010. The 22,772 shares underlying the July 2, 2012 RSUs will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2013, July 2, 2014, July 2, 2015 and July 2, 2016 vesting dates. (footnote continued below)
- [F3](continued from footnote 2 above) The 7,980 shares underlying the July 6, 2011 RSUs will be issued when those units vest in a series of two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 6, 2014 and July 6, 2015 vesting dates. The 7,564 shares underlying the January 14, 2011 RSUs will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through the September 15, 2013 vesting date. (footnote continued below)
- [F4](continued from footnote 3 above) The January 14, 2011 RSUs will vest in full on an accelerated basis upon an involuntary termination of the Reporting Person's service without cause. The 3,085 shares underlying the July 6, 2010 RSUs will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through the July 6, 2014 vesting date. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer.
- [F5]Does not include (i) 8,049 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 2, 2012, (ii) 5,136 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2011 or (iii) 4,356 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2010. Those awards will not actually convert into any shares of the Issuer's Class A common stock unless the applicable performance goals are attained at threshold level or above.
Documents
Issuer
APOLLO GROUP INC
CIK 0000929887
Entity typeoperating
IncorporatedAZ
Related Parties
1- filerCIK 0000929887
Filing Metadata
- Form type
- 4
- Filed
- Jul 8, 8:00 PM ET
- Accepted
- Jul 9, 4:39 PM ET
- Size
- 7.4 KB