Home/Filings/4/0000930413-07-009130
4//SEC Filing

RODMAN & RENSHAW CAPITAL GROUP, INC. 4

Accession 0000930413-07-009130

CIK 0001054303operating

Filed

Dec 3, 7:00 PM ET

Accepted

Dec 4, 12:04 PM ET

Size

10.7 KB

Accession

0000930413-07-009130

Insider Transaction Report

Form 4
Period: 2007-11-30
Transactions
  • Purchase

    Common Stock

    2007-11-30$3.77/sh+3,000$11,3073,000 total
  • Purchase

    Common Stock

    2007-12-03$3.80/sh+2,457$9,3377,500 total
  • Purchase

    Common Stock

    2007-12-03$3.71/sh+43$1605,043 total
  • Purchase

    Common Stock

    2007-11-30$3.77/sh+2,000$7,5405,000 total
Holdings
  • Option

    Exercise: $5.00Exp: 2017-10-14Common Stock (10,000 underlying)
    10,000
Footnotes (1)
  • [F1]Exercisable to acquire one-third of the underlying shares on the first anniversary of the grant date and to acquire an additional one-third of the underlying shares on each of the second and third anniversaries of the grant date.

Documents

1 file

Issuer

RODMAN & RENSHAW CAPITAL GROUP, INC.

CIK 0001054303

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001054303

Filing Metadata

Form type
4
Filed
Dec 3, 7:00 PM ET
Accepted
Dec 4, 12:04 PM ET
Size
10.7 KB