FRIEDMAN MARK L 4
4 · RODMAN & RENSHAW CAPITAL GROUP INC · Filed Mar 12, 2009
Insider Transaction Report
Form 4
FRIEDMAN MARK L
Director
Transactions
- Purchase
Common Stock
2009-03-11$0.21/sh+20,000$4,300→ 55,000 total
Holdings
- 10,000
Option
Exercise: $5.00Exp: 2017-10-14→ Common Stock (10,000 underlying) - 9,768
Common Stock
Footnotes (3)
- [F1]Reflects the weighted average price of multiple same day open market purchases within a one dollar price range of one another at prices ranging from $0.22 to $0.21 per share.
- [F2]All of these shares are restricted shares underlying Restricted Stock Units granted to the Reporting Person in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended. Such shares will be delivered to the Reporting Person in accordance with the terms of an award agreement between the Issuer and the Reporting Person.
- [F3]Exercisable to acquire one-third of the underlying shares on the first anniversary of the grant date and to acquire an additional one-third of the underlying shares on each of the second and third anniversaries of the grant date.