FRIEDMAN MARK L 4
4 · RODMAN & RENSHAW CAPITAL GROUP, INC. · Filed Nov 18, 2009
Insider Transaction Report
Form 4
FRIEDMAN MARK L
Director
Transactions
- Purchase
Common Stock
2009-11-17$3.62/sh+1,000$3,620→ 76,000 total - Purchase
Common Stock
2009-11-17$3.63/sh+1,500$5,445→ 77,500 total - Purchase
Common Stock
2009-11-18$3.54/sh+2,500$8,850→ 80,000 total
Holdings
- 39,768
Common Stock
- 10,000
Option
Exercise: $5.00Exp: 2017-10-14→ Common Stock (10,000 underlying)
Footnotes (2)
- [F1]All of these shares are restricted shares underlying Restricted Stock Units granted to the Reporting Person in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended. Such shares will be delivered to the Reporting Person in accordance with the terms of an award agreement between the Issuer and the Reporting Person.
- [F2]Exercisable to acquire one-third of the underlying shares on the first anniversary of the grant date and to acquire an additional one-third of the underlying shares on each of the second and third anniversaries of the grant date.