4//SEC Filing
Horin David J 4
Accession 0000930413-11-002769
CIK 0001054303other
Filed
Apr 14, 8:00 PM ET
Accepted
Apr 15, 4:20 PM ET
Size
6.0 KB
Accession
0000930413-11-002769
Insider Transaction Report
Form 4
Horin David J
Chief Financial Officer
Transactions
- Award
Common Stock
2011-04-15+100,000→ 419,500 total
Holdings
- 19,695
Common Stock
Footnotes (2)
- [F1]Not applicable.
- [F2]All of these shares are restricted shares underlying Restricted Stock Units granted to the Reporting Person in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended. Such shares will be delivered to the Reporting Person in accordance with the terms of an award agreement between the Issuer and the Reporting Person.
Documents
Issuer
RODMAN & RENSHAW CAPITAL GROUP, INC.
CIK 0001054303
Entity typeother
Related Parties
1- filerCIK 0001429468
Filing Metadata
- Form type
- 4
- Filed
- Apr 14, 8:00 PM ET
- Accepted
- Apr 15, 4:20 PM ET
- Size
- 6.0 KB